When you don’t have the time, expertise, or resources to properly manage compliance, let us do it for you
Whether it’s overseeing your technology vendors, managing a compliance project, providing ongoing compliance support, or serving as your Chief Compliance Officer, Joot offers a full range of services to complement our technology. Whatever your compliance needs, Joot can help.
Know what you’re getting with clear-cut services packages
Compliance is complex and ever-changing, but we do our best to keep it simple.
Get the basic support you need for a foundational compliance program.
Cover additional critical activities and requirements, so you have a comprehensive program in place.
If you’re in need of a named Chief Compliance Officer, our CCO Services, including our Registered Fund Services, provide a fully outsourced solution.
Mock SEC Exam
If you need help getting your RIA compliance program exam ready, our Mock SEC Exam Services are tailored to your needs.
If you’re just starting an RIA, see how our RIA Registration Services can help you get compliance done right.